Legal Ops & Financial Services Compliance professional with experience in Asset Management, Private Equity and Fintech Compliance, performing in leadership positions facing clients, regulators and investors.
Head of international operations for investment research and executive teams in 4 countries, in 3 languages.
International Business Development, Regulatory Compliance and Risk Management in multiple jurisdictions.
12+ years of portfolio experience with $40M+ in PE and RE projects and $60M+ in alternative assets around the world.
In 2018, helped to build one of the first Data Trust that accepts internet users' data as an asset to be traded in an open market.
• Attending the portfolio of fintechs such as One Financial, Jetty National (Jetty Rent), Poplar Money and others.
• Managing the integration between compliance processes and operations.
• Improving operational management systems, processes and best practices
• Preparing Professionals for AML & CFT Government Certification
• Teaching: Financial Intelligence & Investigation (for Lawyers and Accountants)
• Teaching: Regulatory Compliance Operations Management
• Training Compliance Officers for Financial Institutions
• Managed Operation for Investment Fund Services,
• Investor Relations & Business Development for Financial Solutions Services
• Coordinated clients requirements with services providers (in-house and outsourced),
• Managed Portfolio Accounts + Coordinated portfolio management solutions for clients,
• Lead and trained the Investor Services team members
• Overseeing regulatory compliance, bookkeeping and finance.
• Managed the research teams in 4 countries,
• Managed executive teams prospecting investment opportunities
• Vetted investment prospects and prepared presentations for shareholders and clients.
• Built a PE portfolio of commercial and industrial companies with underlying real estate assets.
• Overseeing portfolio performance.
• International Business Development (acquisitions)
• Strategic Partnerships Development (offering investment products)
• Researched and analyzed investment prospects for income producing properties' portfolios.
• Traveled to locations to investigate the prospect personally and talk to the owners,
• Framed and negotiated deals and prepared the prospects for investment.
• Prepared reports with investment recommendations.
• Reporting to USA from Latin America office.
• Supervised international contracts to refineries in the USA, from precious metals exporters in Latin America.
• Negotiated contracts with producers and distributors.
• Managed logistics and insurance
• Managed finance and operations.
• Managed processes for precious metals AML and international trade compliance.
Fundación Armando Alvares Penteado (FAAP), Sao Paulo, Brazil.
National University of Asuncion
Military Institutes Center of the Army
Military Institutes Center of the Army
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